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88 Post Road West 2Nd Floor, Westport, CT 06880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-05 |
| FL | RA | APPROVED | 2023-11-28 |
Branch Locations
Fountain Square 2700 N. Military Trail, Suite 230, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Orei & Associates | Davie | FL | 01/2008 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fort Lauderdale | FL | 02/2017 | 11/2017 |
| Wells Fargo Bank Na | Fort Lauderdale | FL | 01/2017 | 11/2017 |
| Foresters Financial Services | Sunrise | FL | 11/2017 | 08/2018 |
| Rv Owens & Associates | Miami | FL | 07/2006 | Present |
| T-Jas | Miami | FL | 09/2004 | Present |
| National Agent Alliance | Davie | FL | 05/2017 | 06/2021 |
| A.G.P. / Alliance Global Partners | Boca Raton | FL | 06/2021 | Present |
1. R.V. OWENS, LLC, DBA R.V. OWENS STRATEGIC GROUP; NON-INVESTMENT RELATED; 485 NORTH EAST 128TH UNIT 102B MIAMI, FL 33161;PRINCIPAL MANAGER; CONSULTING, ACQUISITIONS - BUSINESS BROKER; START DATE 2015; 10-15 HRS PER MONTH; 0 HRS DURING TRADING 2. T-JAS LLC; NON INVESTMENT RELATED; 485 NORTH EAST 128TH UNIT 102B MIAMI, FL 33161; OWNER, CEO; CONSULTING, BUYING AND SELLING REAL ESTATE ASSETS; START DATE 2004; 8-12 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: MANAGING REAL ESTATE ASSETS. 3. THOMP 360, LLC, NON-INVESTMENT RELATED; 13100 WEST DIXIE HWY, STE 104, NORTH MIAMI, FL 33161; CONSULTING FIRM; MINORITY OWNER (22.5%) AND CONSULTANT, MAKING RECOMMENDATIONS TO MGMT REGARDING INVESTING THE BUSINESS' DISCRETIONARY INCOME; 11/1/2023; 12-16 HOURS/MONTH, NONE DURING TRADING HOUR, HOWEVER, FIRM IS CURRENTLY NOT PROFITABLE 4. R.V.OWENS & ASSOCIATES, LLC, DBA R.V. OWENS STRATEGIC GROUP, INVESTMENT RELATED, NORTH MIAMI, FL; TAX & BUSINESS ADVISORY; CEO & PRINCIPAL, 2006; 80-120 HOURS/MO 5. R.V. OWENS STRATEGIC GROUP CORP, NON-INVESTMENT RELATED, HOLDING COMPANY FOR R.V. OWENS LLC AND R.V. OWENS & ASSOCIATES, LLC; 2024 6. TOMORROW IS BETTER, not investment-related, located in North Miami, not-for-profit providing guidance and tax planning for church members; Trustee; start date 5-30-25; approximately 12 hours/month, none during trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-11 |
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