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Brad R Margison

Rbc Capital Markets, LLC

Las Vegas, NV

Las Vegas, NV

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-30
NV RA APPROVED 2020-03-16
  • TX RA
    APPROVED_RES
    Since 2023-01-30
  • NV RA
    APPROVED
    Since 2020-03-16

Branch Locations

10801 W. Charleston Blvd. Suite 650, Las Vegas, NV 89135 • United States

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas NV 03/2012 02/2020
Bank Of America, N.A. Las Vegas NV 08/2012 02/2020
Rbc Capital Markets, Llc Las Vegas NV 03/2020 Present
City National Bank Las Vegas NV 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-16
  • S66 Uniform Combined State Law Examination
    2012-07-16
Other Names
  • Bradley Robert Margison
  • Brad R Margison
  • Bradley Margison

View on SEC IAPD

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Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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