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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-03-18
TX RA APPROVED_RES 2025-03-17
  • LA RA
    APPROVED
    Since 2025-03-18
  • TX RA
    APPROVED_RES
    Since 2025-03-17

Branch Locations

5145 Bluebonnet Blvd, Baton Rouge, LA 70809 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hancock/Whitney Bank Belle Chasse LA 08/2014 09/2016
Hancock Investment Services, Inc. Belle Chasse LA 08/2014 09/2016
Swbc Investment Services Llc San Antonio TX 09/2016 05/2017
Swbc Investment Company San Antonio TX 09/2016 05/2017
Hancock/Whitney Investment Services, Inc. River Ridge LA 05/2017 02/2019
Hancock/Whitney Bank River Ridge LA 05/2017 02/2019
Ameriprise Financial Services, Inc. Metairie LA 02/2019 07/2023
Lpl Financial Llc Baton Rouge LA 07/2023 Present
Hibernia Wealth Management Baton Rouge LA 07/2023 03/2025
Stratos Wealth Partners, Ltd. Baton Rouge LA 03/2025 Present
  • 08/2014 → 09/2016
    Hancock/Whitney Bank
    Belle Chasse, LA
  • 08/2014 → 09/2016
    Hancock Investment Services, Inc.
    Belle Chasse, LA
  • 09/2016 → 05/2017
    Swbc Investment Services Llc
    San Antonio, TX
  • 09/2016 → 05/2017
    San Antonio, TX
  • 05/2017 → 02/2019
    Hancock/Whitney Investment Services, Inc.
    River Ridge, LA
  • 05/2017 → 02/2019
    Hancock/Whitney Bank
    River Ridge, LA
  • 02/2019 → 07/2023
    Ameriprise Financial Services, Inc.
    Metairie, LA
  • 07/2023 → Present
    Lpl Financial Llc
    Baton Rouge, LA
  • 07/2023 → 03/2025
    Hibernia Wealth Management
    Baton Rouge, LA
  • 03/2025 → Present
    Baton Rouge, LA
Previous Registrations
Other Businesses

1) 05/19/2023 - ARS Photography - Business Owner - La 70433 - Non investment related - 10 Hours per month - Start date: 01/03/2023. 2) 06/11/2023 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 3) 03/17/2025 - None - Opes Wealth Partners - Investment Related - At Reported Business Location(s) Start Date: 3/17/2025 4) 04/02/2025 - Stratos Wealth Partners - Investment Related - Registered Investment Advisor Hybrid - Beachwood, OH Start Date: 03/17/2025 - I provide investment advisory services through Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in 3/2025. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. - 0 Hrs/Mth - 0 Hrs During Trading. - Start Date: 03/17/2025 5) 03/24/2025 - none - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. - Start Date: 03/17/2025 6) 03/24/2025 - Schramm Financial Group - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. - Start Date: 03/17/2025 7) 04/08/2025 - Whitney Mixon Wellness - Not Investment Related - Other - Wellness - La 70403 - Start Date: 03/31/2025 - Whitney Mixon Wellness - 10 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-03
S63 Uniform Securities Agent State Law Examination 2013-04-22
  • S66 Uniform Combined State Law Examination
    2015-08-03
  • S63 Uniform Securities Agent State Law Examination
    2013-04-22
Other Names
  • Andrew Robert Seabough
  • Andrew Seabough

View on SEC IAPD

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