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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-03-18 |
| TX | RA | APPROVED_RES | 2025-03-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hancock/Whitney Bank | Belle Chasse | LA | 08/2014 | 09/2016 |
| Hancock Investment Services, Inc. | Belle Chasse | LA | 08/2014 | 09/2016 |
| Swbc Investment Services Llc | San Antonio | TX | 09/2016 | 05/2017 |
| Swbc Investment Company | San Antonio | TX | 09/2016 | 05/2017 |
| Hancock/Whitney Investment Services, Inc. | River Ridge | LA | 05/2017 | 02/2019 |
| Hancock/Whitney Bank | River Ridge | LA | 05/2017 | 02/2019 |
| Ameriprise Financial Services, Inc. | Metairie | LA | 02/2019 | 07/2023 |
| Lpl Financial Llc | Baton Rouge | LA | 07/2023 | Present |
| Hibernia Wealth Management | Baton Rouge | LA | 07/2023 | 03/2025 |
| Stratos Wealth Partners, Ltd. | Baton Rouge | LA | 03/2025 | Present |
1) 05/19/2023 - ARS Photography - Business Owner - La 70433 - Non investment related - 10 Hours per month - Start date: 01/03/2023. 2) 06/11/2023 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 3) 03/17/2025 - None - Opes Wealth Partners - Investment Related - At Reported Business Location(s) Start Date: 3/17/2025 4) 04/02/2025 - Stratos Wealth Partners - Investment Related - Registered Investment Advisor Hybrid - Beachwood, OH Start Date: 03/17/2025 - I provide investment advisory services through Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in 3/2025. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. - 0 Hrs/Mth - 0 Hrs During Trading. - Start Date: 03/17/2025 5) 03/24/2025 - none - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. - Start Date: 03/17/2025 6) 03/24/2025 - Schramm Financial Group - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. - Start Date: 03/17/2025 7) 04/08/2025 - Whitney Mixon Wellness - Not Investment Related - Other - Wellness - La 70403 - Start Date: 03/31/2025 - Whitney Mixon Wellness - 10 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-22 |
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