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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-28
IL RA APPROVED 2021-07-28
  • TX RA
    APPROVED
    Since 2023-02-28
  • IL RA
    APPROVED
    Since 2021-07-28

Branch Locations

1200 Central Ave, Wilmette, IL 60091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chase Investment Services Corp Evanston IL 03/2012 08/2021
Jpmorgan Chase Bank Evanston IL 08/2011 08/2021
Jpmorgan Chase Bank (Il) Northbrook IL 08/2021 Present
J.P. Morgan Securities Llc Northbrook IL 08/2021 Present
  • 03/2012 → 08/2021
    Chase Investment Services Corp
    Evanston, IL
  • 08/2011 → 08/2021
    Jpmorgan Chase Bank
    Evanston, IL
  • 08/2021 → Present
    Jpmorgan Chase Bank (Il)
    Northbrook, IL
  • 08/2021 → Present
    Northbrook, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-22
S63 Uniform Securities Agent State Law Examination 2013-03-11
  • S66 Uniform Combined State Law Examination
    2021-05-22
  • S63 Uniform Securities Agent State Law Examination
    2013-03-11
Other Names
  • Michael Mirza
  • Michael Y Mirza
  • Michael Y Mirza

View on SEC IAPD

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