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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-28 |
| IL | RA | APPROVED | 2021-07-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chase Investment Services Corp | Evanston | IL | 03/2012 | 08/2021 |
| Jpmorgan Chase Bank | Evanston | IL | 08/2011 | 08/2021 |
| Jpmorgan Chase Bank (Il) | Northbrook | IL | 08/2021 | Present |
| J.P. Morgan Securities Llc | Northbrook | IL | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2013-03-11 |
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