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5202 Old Orchard Road Suite 250, Skokie, IL 60077 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-05 |
| CO | RA | APPROVED | 2026-01-05 |
| IL | RA | APPROVED | 2026-01-05 |
| MI | RA | APPROVED | 2026-01-05 |
| MN | RA | APPROVED | 2026-01-05 |
| NV | RA | APPROVED | 2026-01-05 |
| OR | RA | APPROVED | 2026-01-05 |
| SC | RA | APPROVED | 2026-01-05 |
| WI | RA | APPROVED | 2026-01-05 |
| IA | RA | APPROVED | 2025-07-17 |
| PA | RA | APPROVED | 2025-07-01 |
| DE | RA | APPROVED | 2025-06-30 |
| GA | RA | APPROVED | 2025-06-30 |
| NY | RA | APPROVED | 2025-06-28 |
| CT | RA | APPROVED | 2025-06-27 |
| IN | RA | APPROVED | 2025-06-27 |
| NC | RA | APPROVED | 2025-06-27 |
| TX | RA | APPROVED_RES | 2018-05-09 |
Branch Locations
5202 Old Orchard Road Suite 250, Skokie, IL 60077 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Uhlmann Price Securities, Llc | Chicago | IL | 04/2003 | Present |
| Alternative Investment Services, Llc | Chicago | IL | 10/2006 | 12/2016 |
| Ups Holdings, Llc | Chicago | IL | 01/2018 | Present |
ARK Investors Fund LLC Managing Member - with 38.9% ownership of the LLC ARK Investors Fund LLC, an Illinois limited liability company ("ARK"), was primarily for the purpose of making an investment and holding a direct membership interest in Price Asset Management LLC ("PAM"). ARK owns 16% of Price Asset Management LLC Hamlet's House LLC Title: Member 30% owner. LLC put together to own and create children's content for production of plays and potentially other commercial opportunities. No compensation is received. MEREO 4 HOLDINGS / 133 N JEFFERSON ST CHICAGO / NOT INVESTMENT RELATED / AIRCRAFT SUPPLY AND MAINTENANCE / MEMBER. BOARD OF DIRECTORS /2HR MO / 0 DURING TRADING / PARTICIAPTE IN QUARTERLY BOARD MEETINGS. CEI IS A LONG TIME CLIENT. CURRENTLY NO COMPENSATION Uhlmann Investment Management LLC, is Investment Related, 303 W Madison Street, Suite 1700, Chicago, IL, 60606, United States, Investment Advisor Services, Advisor, 10/01/2007, 5 hours per month, 1 hours per month during trading hours, Fee Based Compensation, UIM is owned by UP Securities to serve their advisory clients
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-03 |
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