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Current Employers
Uhlmann Investment Management, L.L.C.

5202 Old Orchard Road Suite 250, Skokie, IL 60077 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-06-12
NY RA APPROVED 2025-06-11
NC RA APPROVED 2022-12-02
OR RA APPROVED 2019-03-14
WI RA APPROVED 2018-05-14
IL RA APPROVED 2012-12-03
  • NV RA
    APPROVED
    Since 2025-06-12
  • NY RA
    APPROVED
    Since 2025-06-11
  • NC RA
    APPROVED
    Since 2022-12-02
  • OR RA
    APPROVED
    Since 2019-03-14
  • WI RA
    APPROVED
    Since 2018-05-14
  • IL RA
    APPROVED
    Since 2012-12-03

Branch Locations

5202 Old Orchard Road Suite 250, Skokie, IL 60077 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Uhlmann Price Securities Chicago IL 11/2012 Present
Uhlmann Investment Management Chicago IL 11/2012 Present
  • 11/2012 → Present
    Uhlmann Price Securities
    Chicago, IL
  • 11/2012 → Present
    Uhlmann Investment Management
    Chicago, IL
Previous Registrations
Other Businesses

Uhlmann Investment Management LLC, is Investment Related, 303 W Madison Street, Suite 1700, Chicago, IL, 60606, United States, Investment Advisor Services, Advisor, 11/23/2012, 5 hours per month, 1 hours per month during trading hours, Fee Based Compensation, UIM is owned by UP Securities to serve their advisory clients

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-02-10
  • S63 Uniform Securities Agent State Law Examination
    1986-02-10

View on SEC IAPD

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