Steven Meyer Siegel

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2004-10-14

IL RA
APPROVED

Since 2004-10-14

Branch Locations

3330 Old Glenview Road Suite 7, Wilmette, IL 60091-2963 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Marvin M Siegel Cpa Pc	Wilmette	IL	01/1983	Present
Cetera Financial Specialists Llc	Schaumburg	IL	06/2004	Present
Cetera Investment Advisers Llc	Schaumburg	IL	10/2004	Present
Siegel Accounting & Financial Services	Wilmette	IL	09/2009	Present

01/1983 → Present

Marvin M Siegel Cpa Pc

Wilmette, IL
06/2004 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
10/2004 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
09/2009 → Present

Siegel Accounting & Financial Services

Wilmette, IL

Other Businesses

1) MARVIN M SIEGEL, CPA, PC; NOT INV REL; TAX PRACTICE/CPA FIRM; STARTED 1/1/82; WORK 40 HRS/WK; PARTNER: MARVIN M. SIEGEL: 2) SIEGEL ACCOUNTING & FINANCIAL SERVICES, WILMETTE, IL; ACCOUNTING PRACTICE AND DBA NAME FOR INVESTMENT PRACTICE- INV RELATED; START DATE 09/2009:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-09-09
S63	Uniform Securities Agent State Law Examination	1991-10-22

S65 Uniform Investment Adviser Law Examination

2004-09-09
S63 Uniform Securities Agent State Law Examination

1991-10-22

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

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