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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-02-12 |
Branch Locations
2515 South Rd Ste 201, Poughkeepsie, NY 12601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2012 | 12/2018 |
| A Peaceful Stance | New Paltz | NY | 01/2011 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 12/2018 |
| Marc Gravatt | Poughkeepsie | NY | 01/2019 | 12/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2012 | 12/2018 |
| Joseph Small | Poughkeepsie | NY | 01/2021 | 01/2021 |
| Unemployed | Highland | NY | 01/2021 | 01/2021 |
| Northwestern Mutual Investment Services Llc | Poughkeepsie | NY | 11/2012 | 01/2021 |
| Northwwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 12/2018 |
| Marc Gravatt | Poughkeepsie | NY | 02/2021 | Present |
| Northwestern Mutual Investment Services Llc | Poughkeepsie | NY | 02/2021 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2021 | Present |
| Joseph M Anderson | Poughkeepsie | NY | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-21 |
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