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Michael James Eakman

Ameriprise Financial Services, LLC

Las Vegas, NV

CRD 6049135

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2025-06-30
NV RA APPROVED 2025-06-08
TX RA APPROVED_RES 2025-06-07
  • NE RA
    APPROVED
    Since 2025-06-30
  • NV RA
    APPROVED
    Since 2025-06-08
  • TX RA
    APPROVED_RES
    Since 2025-06-07

Branch Locations

5550 North Painted Mirage Road Suite 510 Number 11, Las Vegas, NV 89149 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2014 08/2020
Kestra Investment Services, Llc Las Vegas NV 08/2020 06/2025
Adaptive Wealth Partners Las Vegas NV 08/2020 06/2025
Kestra Advisory Services, Llc Las Vegas NV 08/2020 06/2025
Ameriprise Financial Services, Llc Las Vegas NV 06/2025 Present
Previous Registrations
Other Businesses

Independent Insurance Brokering; Sun Life; 12/15/2025; Whole Life, Term Life, Universal Life. Business Ownership; M Squared Performance Horses, LLC; Owner; Horse ownership, breeding and training.; 9775 Homestead Rd, , Las Vegas, NV, 89143; Not Investment-Related; 05/31/2024; 1 to 9 hours per month; 1 to 9 during trading hours / MJ52 Holdings, LLC; Owner; Real Estate; 9775 Homestead Rd, , Las Vegas, NV, 89143; Not Investment-Related; 05/18/2024; 0 hours per month; 0 during trading hours. Outside Employment; Clark County School District; Football Coach; High school football coach; 10200 Centennial Pkwy, , Las Vegas, NV, 89149; Not Investment-Related; 07/01/2022; 20 to 39 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-17
S63 Uniform Securities Agent State Law Examination 2012-05-21
  • S66 Uniform Combined State Law Examination
    2014-10-17
  • S63 Uniform Securities Agent State Law Examination
    2012-05-21
Other Names
  • Mike James Eakman
  • Michael J Eakman
  • Michael James Eakman
  • Michael James Eakman

View on SEC IAPD

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