Nichola Leslee Noriega

Employer firm

Invesco Advisers, Inc. CRD 105360

$750B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
IA TO CANADIAN REGISTERED MUTUAL FUNDS; PORTFOLIO MANAGEMENT FOR PRIVATE FUNDS

From the firm’s Form ADV. Read the guides:

Current Employers

Invesco Advisers, Inc.

1331 Spring Street Nw Suite 2500, Atlanta, GA 30309 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-07-11

TX RA
APPROVED

Since 2019-07-11

Branch Locations

225 Liberty St, New York, NY 10281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oppenheimerfunds	New York	NY	07/2012	05/2019
Invesco Distributors, Inc.	New York	NY	05/2019	Present

07/2012 → 05/2019

Oppenheimerfunds

New York, NY
05/2019 → Present

Invesco Distributors, Inc.

New York, NY

Previous Registrations

2012-04-27 → 2012-08-13

Federated Investment Counseling

Pittsburgh, PA

Other Businesses

YWCA USA; NOT INVESTMENT RELATED; 1400 I STREET NW, SUITE 325, WASHINGTON, DC 20005, USA; NON-PROFIT; INVESTMENT COMMITTE MEMBER; START: 07/2025; LESS THAN 01HR/MO, LESS THAN 01HR DURING TRADING HRS; I WOULD PARTICIPATE IN QUARTERLY MEETINGS TO MONITOR INVESTMENT DECISIONS OF THE OCIO.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2013-08-16

S63 Uniform Securities Agent State Law Examination

2013-08-16

Designations

Chartered Financial Analyst

Other Names

Nikki Noriega

View on SEC IAPD