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Jacob J Becker

Charles Schwab & Co., Inc.

Mequon, WI

Germantown, WI

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-02
WI RA APPROVED 2017-11-20
  • TX RA
    APPROVED
    Since 2019-01-02
  • WI RA
    APPROVED
    Since 2017-11-20

Branch Locations

11309 N. Port Washington, Mequon, WI 53092-3411 • United States

W182 N9606 Appleton Avenue, Germantown, WI 53022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Inc Milwaukee WI 04/2012 10/2017
Charles Schwab & Co., Inc. Mequon WI 10/2017 Present
Previous Registrations
  • 2017-01-26 → 2017-11-30
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-26
S63 Uniform Securities Agent State Law Examination 2013-08-30
  • S66 Uniform Combined State Law Examination
    2017-01-26
  • S63 Uniform Securities Agent State Law Examination
    2013-08-30
Other Names
  • Jacob Becker
  • Jacob J Becker
  • Jacob John Becker

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
REINHART PARTNERS, LLC
MADISON INVESTMENT ADVISORS, LLC
J.P. MORGAN SECURITIES LLC

Other Investors

WAYNE SPENCER FRANK
MELINDA AGNES WACKER
Blake Jalovec
WILLIAM GERARD MORSE
JUDITH K SCHULTZ
MICHAEL ALAN KRAMER
DANIEL JAY AIKEN
ANDREW MICHAEL WIZIARDE

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · MEQUON, WI
LPL FINANCIAL LLC · MEQUON, WI
OSAIC WEALTH, INC. · MEQUON, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Mequon, WI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MEQUON, WI
REINHART PARTNERS, LLC · MEQUON, WI
MADISON INVESTMENT ADVISORS, LLC · MEQUON, WI
REINHART PARTNERS, LLC · MEQUON, WI

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