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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2016-02-25 |
Branch Locations
1873 S Bellaire St Ste 1600, Denver, CO 80222 • United States
Ault, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ross Alisiani | Denver | CO | 10/2015 | Present |
| Northwestern Mutual Investment Services Llc | Denver | CO | 11/2015 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2016 | Present |
| Scott Sparks | Denver | CO | 10/2023 | Present |
1. 50% OWNER, THE SIMPLE WARRIOR LLC, 8111 E. YALE AVE., APT. 6-206, DENVER, , COLORADO, 80231, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 02/20/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CO-OWNER, BUSINESS OPERATIONS, BACK OFFICE ADMINSTRATION. 2. REFLECT, 623 SANTA FE TRAIL, AULT, , COLORADO, 80610, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 2/19/2019, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, CO-OWNER, BUSINESS OPERATIONS, BACK OFFICE ADMINSTRATION. NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-24 |
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