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Nicholas Kelly Ozer

Regatta Capital Group, LLC

El Segundo, CA

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Current Employers
Regatta Capital Group, Llc

880 Apollo St. Suite 129, El Segundo, CA 90245 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-05-12
  • CA RA
    APPROVED
    Since 2015-05-12

Branch Locations

880 Apollo St. Suite 129, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regatta Capital Group Llc El Segundo CA 05/2015 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-17
  • S66 Uniform Combined State Law Examination
    2012-12-17
Designations
Other Names
  • Nicholas Ozer

View on SEC IAPD

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