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James T. Moore

J.P. Morgan Securities LLC

Columbus, OH

Boston, MA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-06-17
TX RA APPROVED_RES 2021-06-17
  • OH RA
    APPROVED
    Since 2021-06-17
  • TX RA
    APPROVED_RES
    Since 2021-06-17

Branch Locations

1111 Polaris Parkway, Floor 4J, Columbus, OH 43240 • United States

50 Rowes Wharf, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Columbus OH 06/2021 09/2023
Morgan Stanley Columbus OH 07/2018 06/2021
J.P. Morgan Securities Llc Columbus OH 05/2017 06/2018
Morgan Stanley Columbus OH 04/2012 05/2017
J.P. Morgan Securities Llc Columbus OH 09/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-13
S63 Uniform Securities Agent State Law Examination 2015-08-10
  • S66 Uniform Combined State Law Examination
    2017-12-13
  • S63 Uniform Securities Agent State Law Examination
    2015-08-10
Other Names
  • James Moore
  • James Thomas Moore
  • Jim Moore

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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