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Cerity Partners LLC CRD 151559
$162B regulatory AUM 53 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
99 Park Avenue 16Th Floor, New York, NY 10016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
99 Park Avenue 16Th Floor, New York, NY 10016 • United States
10250 Constellation Blvd #2900, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Touchdown Ventures Inc. | Beverly Hills | CA | 07/2014 | 09/2024 |
| Dfj Frontier | Menlo Park | CA | 11/2002 | Present |
| Cerity Partners Llc | New York | NY | 10/2024 | Present |
MR. LENET IS ALSO A MANAGING DIRECTOR, DFJ FRONTIER, A VENTURE CAPITAL FIRM THAT HAS ESTABLISHED TWO VENTURE CAPITAL FUNDS. DFJ FRONTIER FUND LP, IS MANAGED BY DFJ FRONTIER MANAGEMENT COMPANY, LLC, THE FUND'S GENERAL PARTNER AND INVESTMENT ADVISER. DFJ FRONTIER FUND II, IS MANAGED BY DFJ FRONTIER MANAGEMENT COMPANY, II, LLC, THE FUND'S GENERAL PARTNER AND INVESTMENT ADVISER. BOTH FUNDS ARE FOCUSED ON INVESTING IN EARLY STAGE VENTURE CAPITAL OPPORTUNITIES. MR. LENET IS A MANAGING DIRECTOR AND SHAREHOLDER IN BOTH DFJ FRONTIER MANAGEMENT COMPANIES. HE SPENDS APPROXIMATELY 15 HOURS PER WEEK IN HIS CAPACITY AS MANAGING DIRECTOR. BOTH DFJ FRONTIER MANAGEMENT COMPANY, LLC AND DFJ FRONTIER MANAGEMENT COMPANY II, LLC ARE EXEMPT FROM REGISTRATION AS INVESTMENT ADVISERS IN RELIANCE ON THE VENTURE CAPITAL FUND EXEMPTION AND ARE CLASSIFIED AS EXEMPT REPORTING ADVISERS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-02 |
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