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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-13 |
| NY | RA | APPROVED | 2022-11-22 |
Branch Locations
55 East 52Nd Street 12Th Floor, New York, NY 10055 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hudson Valley Credit Union | Newburgh | NY | 03/2014 | 05/2017 |
| Lpl Financial Llc | Newburgh | NY | 06/2014 | 05/2017 |
| Kaplan University | New Paltz | NY | 03/2014 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Poughkeepsie | NY | 05/2017 | 09/2017 |
| Bank Of America, N.A. | Poughkeepsie | NY | 07/2017 | 09/2017 |
| Citizens Securities, Inc. | Pleasant Valley | NY | 09/2017 | 10/2019 |
| Citigroup | New York | NY | 09/2019 | 11/2022 |
| Morgan Stanley | New York | NY | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-22 |
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