Stephen Malcom Gainey

Current Employers

Employment History

• 08/2013 → Present
  Lpl Financial, Llc
  Gulfport, MS
• 08/2013 → 06/2017
  Stratos Wealth Partners, Ltd
  Gulfport, MS
• 06/2017 → Present
  Newedge Advisors, Llc (Gwm Advisors, Llc)
  Gulfport, MS

Previous Registrations

• 2013-08-29 → 2017-06-01
  Stratos Wealth Partners, Ltd
  Gulfport, MS
• 2008-01-01 → 2013-08-30
  Wells Fargo Clearing Services, Llc
  Pascagoula, MS
  Gulfport, MS
• 2003-08-18 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Gulfport, MS
  Gulfport, MS
  St. Louis, MO

Other Businesses

1. 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 06/01/2017 - 173 Hours Per Month/35 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 06/2017. I expect to spend approximately 173 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 06/01/2024 - Gainey Wealth Management LLC - dba for NewEdge Advisors, LLC {RIA} - Investment Related - Investment Advisor Representative - at reported business location - 100% of time is devoted to this activity. 3. 06/24/2024 - Gainey Wealth Management LLC- Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 6/1/2024 - 160 Hrs/mo; 150 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2003-08-15
• S63 Uniform Securities Agent State Law Examination
  2000-07-13

Designations