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Brandon Balazi

Saturna Capital Corporation

Bellingham, WA

Chicago, IL

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Current Employers
Saturna Capital Corporation

1300 N State St., Bellingham, WA 98225-4730 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-04-10
  • WA RA
    APPROVED
    Since 2026-04-10

Branch Locations

1300 N State St., Bellingham, WA 98225-4730 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Astor Investment Management Llc Chicago IL 04/2015 02/2023
Northern Lights Distributors, Llc Elkhorn NE 05/2015 02/2023
Flx Distribution, Inc. Bernardsville NJ 02/2023 06/2025
Alps Distributors, Inc. Denver CO 02/2023 06/2025
Saturna Capital Corporation Bellingham WA 09/2025 01/2026
Beacon Capital Management Chicago IL 07/2025 09/2025
Saturna Brokerage Services Bellingham WA 09/2025 Present
Saturna Capital Corporation Bellingham WA 01/2026 Present
  • 04/2015 → 02/2023
    Astor Investment Management Llc
    Chicago, IL
  • 05/2015 → 02/2023
    Northern Lights Distributors, Llc
    Elkhorn, NE
  • 02/2023 → 06/2025
    Flx Distribution, Inc.
    Bernardsville, NJ
  • 02/2023 → 06/2025
    Alps Distributors, Inc.
    Denver, CO
  • 09/2025 → 01/2026
    Saturna Capital Corporation
    Bellingham, WA
  • 07/2025 → 09/2025
    Beacon Capital Management
    Chicago, IL
  • 09/2025 → Present
    Saturna Brokerage Services
    Bellingham, WA
  • 01/2026 → Present
    Saturna Capital Corporation
    Bellingham, WA
Previous Registrations
  • 2015-05-19 → 2023-02-15
    Astor Investment Management Llc
    Chicago, IL
  • 2015-02-25 → 2015-04-15
    Cedar Capital, Llc
    Glen Ellyn, IL
  • 2014-01-02 → 2014-10-20
    Astor Investment Management Llc
    Chicago, IL
  • 2013-07-25 → 2014-01-08
    B. Riley Wealth Advisors, Inc.
    Chicago, IL
  • 2013-04-18 → 2013-07-15
    Astor Asset Management Llc
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-10
  • S66 Uniform Combined State Law Examination
    2026-04-10
Other Names
  • Brandon Balazi
  • Brandon M Balazi

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PRIVATE ADVISOR GROUP, LLC
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Other Investors

THOMAS GERARD DONAGHY
BEN JOYCE
KAREN L RICHARDS
DANIEL JOHN DAVIS
WILLIAM JUNG ZOLLNER
CHELSEA DAWN WELLS
MARICEL C DALERE
LIANA LEE FREEMAN

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · BELLINGHAM, WA
FINANCIAL PLAN, INC. · BELLINGHAM, WA
GOODRICH & ASSOCIATES, LLC · BELLINGHAM, WA
GOODRICH & ASSOCIATES, LLC · BELLINGHAM, WA
D.A. DAVIDSON & CO. · BELLINGHAM, WA
EDWARD JONES · BELLINGHAM, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Bellingham, WA
EDWARD JONES · BELLINGHAM, WA

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