Christopher Anthony Faulk

Current Employers

Employment History

• 12/2019 → 01/2024
  Nylife Securities Llc
  Woodland Hills, CA
• 10/2019 → 01/2024
  New York Life Insurance Company
  Woodland Hills, CA
• 03/2019 → 09/2019
  Nylife Securities Llc
  Woodland Hills, CA
• 03/2019 → 09/2019
  New York Life Insurance Company
  Woodland Hills, CA
• 01/2016 → 02/2019
  327 Accounting
  Prescott, AZ
• 02/2015 → 11/2017
  Santa Monica College
  Santa Monica, CA
• 02/2015 → 04/2022
  Kaiser Permanente Scpmg
  Westlake Village, CA
• 02/2024 → 06/2024
  Securities America, Inc.
  Canoga Park, CA
• 06/2024 → 10/2024
  Osaic Wealth, Inc.
  Canoga Park, CA
• 06/2024 → 10/2024
  Osaic Wealth, Inc.
  Canoga Park, CA
• 03/2024 → 03/2025
  Securitwealth
  Canoga Park, CA
• 11/2024 → 03/2025
  Alphastar Capital Management
  Cornelius, NC
• 03/2025 → Present
  Lpl Enterprise, Llc
  Sherman Oaks, CA

Previous Registrations

• 2024-11-18 → 2025-03-03
  Alphastar Capital Management
  Canoga Park, CA
  Cornelius, NC
• 2024-06-14 → 2024-10-24
  Osaic Wealth, Inc.
  Kansas City, MO
  Canoga Park, CA
• 2024-04-18 → 2024-06-14
  Securities America Advisors, Inc.
  Canoga Park, CA
• 2014-02-05 → 2014-05-13
  Zephyr Wealth Management
  Westlake Village, CA

Other Businesses

1) 02/28/2025 - Prudential Advisors - Financial Professional - DBA for LPL Business (entity for LPL business) - at reported business location(s) - start date 02/28/2025 - investment related - 160 hrs/mth 2) 02/28/2025 - The Seed House Project - Financial Literacy Teacher/Financial Coach - 20 hrs/mth - Glendale, CA - start date 06/01/2024 3) 02/28/2025 - Intuit TurboTax - Tax Prep/Accounting/CPA/Tax Expert - 160 hrs/mth - Mountain View, CA - start date 01/10/2025 4) 02/28/2025 - NAIFA-LA Chapter - Non-Profit Board Member - Member At Large - 4 hrs/mth - Los Angeles, CA - start date 01/01/2024 5) 02/28/2025 - Christopher A. Faulk, SecuritWealth - Non-Variable Insurance - Founder - Canoga Park, CA - 20 hrs/mth - start date 01/01/2024 - investment related 6) 02/28/2025 - Non-Variable Insurance/Insurance Agency - Financial Professionals - Canoga Park, CA - start date 02/28/2025 - 160 hrs/mth - investment related 7. 05/28/2025 - Estate Guru - Outside/W-2 Employment - Canoga Park, CA - NOT INV REL - Start Date 06/02/2025 - 5hrs/mth

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-04-16
• S63 Uniform Securities Agent State Law Examination
  2020-07-11
• S66 Uniform Combined State Law Examination
  2014-01-13

Designations

Other Names

• Chris Faulk