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40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-19 |
| VA | RA | APPROVED | 2024-07-19 |
Branch Locations
4480 Cox Road Suite 103, Glen Allen, VA 23060 • United States
7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Richmond | VA | 01/2007 | 07/2024 |
| &Partners, Llc | Nashville | TN | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-12 |
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