Jesse Allen Niederbaumer

Employer firm

Northrock Partners, LLC CRD 167908

$12.2B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2002 → 09/2019
  Thrivent Investment Management Inc
  Elm Grove, WI
• 07/2002 → 09/2019
  Thrivent Financial For Lutherans
  Appleton, WI
• 09/2019 → 08/2021
  Thrivent Advisor Network, Llc
  New Berlin, WI
• 08/2021 → 04/2026
  Vantage Financial Partners, Llc
  Elm Grove, WI
• 04/2026 → Present
  Northrock Partners, Llc
  Elm Grove, WI

Previous Registrations

• 2021-08-18 → 2026-06-08
  Vantage Financial Partners, Llc
  Elm Grove, WI
• 2019-09-25 → 2021-08-19
  Thrivent Advisor Network, Llc
  Minneapolis, MN
  Elm Grove, WI
• 2005-02-08 → 2019-09-25
  Thrivent Investment Management Inc.
  Brookings, SD
  Waukesha, WI
  Mequon, WI
  Elm Grove, WI
  Brookings, SD
  Waukesha, WI
  Brookings, SD
  Waukesha, WI

Other Businesses

If You Build It; 13230 Watertown Plank Rd Elm Grove, WI 53122; Investment-related; Since 2021; Member owner; Invests in real estate office building; 1 hour/month devoted to other business; 0 hours during trading hours. VG Ventures; 13230 Watertown Plank Rd Elm Grove, WI 53122; Investment-related; Since 2021; Member owner; Owns mortgage on real estate building; 1 hour/month devoted to other business; 0 hours during trading hours. VFP Tax; 13230 Watertown Plank Rd Elm Grove, WI 53122; Investment-related; Since 2023; Member owner; Provides tax preparation & bookkeeping services; 1 hour/month devoted to other business; 0 hours during trading hours. AM Investor Group; 13230 Watertown Plank Rd Elm Grove, WI 53122; Investment-related; Since 2025; Investor owner; Investor in AI firm developing agentic based services; 4 hours/month devoted to other business; 0 hours during trading hours. VF Veridian; 13230 Watertown Plank Rd Elm Grove, WI 53122; Investment-related; Since 2025; Investor owner; Investment LLC into a construction company; 0 hours/month devoted to other business; 0 hours during trading hours. VFP Enterprise; 13230 Watertown Plank Rd Elm Grove, WI 53122; Investment-related; Since 2022; Member; Management company for VFP; 40 hours/month devoted to other business; 0 hours during trading hours. VF Ventures; 1712 Dakota Ave S, Huron SD 57350; Investment-related; Since 2023; Member; Investment LLC for real estate project placements; 5 hours/month devoted to other business; 0 hours during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-12-21
• S63 Uniform Securities Agent State Law Examination
  2000-05-19