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Jesse Allen Niederbaumer

Northrock Partners, LLC

Elm Grove, WI

Minneapolis, MN

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Current Employers
Northrock Partners, Llc

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-04-03
TX RA APPROVED 2026-04-02
  • WI RA
    APPROVED
    Since 2026-04-03
  • TX RA
    APPROVED
    Since 2026-04-02

Branch Locations

13230 Watertown Plank Rd, Elm Grove, WI 53122 • United States

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Elm Grove WI 07/2002 09/2019
Thrivent Financial For Lutherans Appleton WI 07/2002 09/2019
Thrivent Advisor Network, Llc New Berlin WI 09/2019 08/2021
Vantage Financial Partners, Llc Elm Grove WI 08/2021 04/2026
Northrock Partners, Llc Elm Grove WI 04/2026 Present
Previous Registrations
Other Businesses

If You Build It; 13230 Watertown Plank Rd Elm Grove, WI 53122; Investment-related; Since 2021; Member owner; Invests in real estate office building; 1 hour/month devoted to other business; 0 hours during trading hours. VG Ventures; 13230 Watertown Plank Rd Elm Grove, WI 53122; Investment-related; Since 2021; Member owner; Owns mortgage on real estate building; 1 hour/month devoted to other business; 0 hours during trading hours. VFP Tax; 13230 Watertown Plank Rd Elm Grove, WI 53122; Investment-related; Since 2023; Member owner; Provides tax preparation & bookkeeping services; 1 hour/month devoted to other business; 0 hours during trading hours. AM Investor Group; 13230 Watertown Plank Rd Elm Grove, WI 53122; Investment-related; Since 2025; Investor owner; Investor in AI firm developing agentic based services; 4 hours/month devoted to other business; 0 hours during trading hours. VF Veridian; 13230 Watertown Plank Rd Elm Grove, WI 53122; Investment-related; Since 2025; Investor owner; Investment LLC into a construction company; 0 hours/month devoted to other business; 0 hours during trading hours. VFP Enterprise; 13230 Watertown Plank Rd Elm Grove, WI 53122; Investment-related; Since 2022; Member; Management company for VFP; 40 hours/month devoted to other business; 0 hours during trading hours. VF Ventures; 1712 Dakota Ave S, Huron SD 57350; Investment-related; Since 2023; Member; Investment LLC for real estate project placements; 5 hours/month devoted to other business; 0 hours during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-21
S63 Uniform Securities Agent State Law Examination 2000-05-19
  • S65 Uniform Investment Adviser Law Examination
    2004-12-21
  • S63 Uniform Securities Agent State Law Examination
    2000-05-19

View on SEC IAPD

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