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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-01 |
| VA | RA | APPROVED | 2025-02-20 |
Branch Locations
1675 Virginia Avenue Suite C, Harrisonburg, VA 22802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual | Harrisonburg | VA | 02/2015 | 10/2016 |
| Park View Federal Credit Union | Harrisonburg | VA | 10/2016 | Present |
| First Financial Services | Harrisonburg | VA | 10/2016 | 01/2018 |
| Concourse Financial Group Securities Inc | Harrisonburg | VA | 11/2016 | 02/2025 |
| Cetera Wealth Services, Llc | Harrisonburg | VA | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
(dba) PARK VIEW FEDERAL CREDIT UNION; Investment Related; 1675 Virginia Avenue, Suite C, Harrisonburg, VA 22802; Credit Union offering Savings, Checking, CDs, Loans, Insurance and Investments; Financial Advisor; Start Date 10/2016; 160 hours per month with most hours occurring during trading hours; Offer financial products and services. >> PARK VIEW ADVISORS; Investment Related; 1675 Virginia Avenue, Suite C, Harrisonburg, VA 22802; Investment and Insurance Services; Financial Advisor; Start Date 05/2018; 160 hours per month with most hours occurring during trading hours; I provide advice on fee based and commission based securities products as well as insurance products. >> POA; Non-Investment Related; Residence; Other; Power of Attorney; Start Date 01/2010; No hours per month; Power of Attorney for my parents.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-15 |
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