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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-01
VA RA APPROVED 2025-02-20
  • TX RA
    APPROVED
    Since 2025-04-01
  • VA RA
    APPROVED
    Since 2025-02-20

Branch Locations

1675 Virginia Avenue Suite C, Harrisonburg, VA 22802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Harrisonburg VA 02/2015 10/2016
Park View Federal Credit Union Harrisonburg VA 10/2016 Present
First Financial Services Harrisonburg VA 10/2016 01/2018
Concourse Financial Group Securities Inc Harrisonburg VA 11/2016 02/2025
Cetera Wealth Services, Llc Harrisonburg VA 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 02/2015 → 10/2016
    Mass Mutual
    Harrisonburg, VA
  • 10/2016 → Present
    Park View Federal Credit Union
    Harrisonburg, VA
  • 10/2016 → 01/2018
    First Financial Services
    Harrisonburg, VA
  • 11/2016 → 02/2025
    Concourse Financial Group Securities Inc
    Harrisonburg, VA
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Harrisonburg, VA
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2016-11-17 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Harrisonburg, VA
    Dayton, VA
    Birmingham, AL
  • 2015-02-12 → 2016-10-18
    Msi Financial Services, Inc.
    Harrisonburg, VA
  • 2012-10-15 → 2015-02-04
    Everence Trust Company
    Harrisonburg, VA
    Goshen, IN
Other Businesses

(dba) PARK VIEW FEDERAL CREDIT UNION; Investment Related; 1675 Virginia Avenue, Suite C, Harrisonburg, VA 22802; Credit Union offering Savings, Checking, CDs, Loans, Insurance and Investments; Financial Advisor; Start Date 10/2016; 160 hours per month with most hours occurring during trading hours; Offer financial products and services. >> PARK VIEW ADVISORS; Investment Related; 1675 Virginia Avenue, Suite C, Harrisonburg, VA 22802; Investment and Insurance Services; Financial Advisor; Start Date 05/2018; 160 hours per month with most hours occurring during trading hours; I provide advice on fee based and commission based securities products as well as insurance products. >> POA; Non-Investment Related; Residence; Other; Power of Attorney; Start Date 01/2010; No hours per month; Power of Attorney for my parents.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-10-12
S63 Uniform Securities Agent State Law Examination 2012-05-15
  • S65 Uniform Investment Adviser Law Examination
    2012-10-12
  • S63 Uniform Securities Agent State Law Examination
    2012-05-15
Designations
Other Names
  • Debra Lynn Wachter
  • Debra Wachter Cole
  • Debra Mowery Wachter
  • Debra Lynn Mowery

View on SEC IAPD

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