Andrew Cardella

Herbert J. Sims Capital Management, Inc.

Claim This Profile

Current Employers

Herbert J. Sims Capital Management, Inc.

2150 Post Road Suite 301, Fairfield, CT 06824 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2020-10-19

CT RA
APPROVED

Since 2020-10-19

Branch Locations

331 Newman Springs Road Building 2, Suite 312- 3Rd Floor, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
David Lerner Associates, Inc.	Princeton	NJ	02/2013	Present

02/2013 → Present

David Lerner Associates, Inc.

Princeton, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-10-19
S63	Uniform Securities Agent State Law Examination	2012-06-20

S65 Uniform Investment Adviser Law Examination

2020-10-19
S63 Uniform Securities Agent State Law Examination

2012-06-20

View on SEC IAPD

Other Firms

CLEAR WAVE WEALTH MANAGEMENT, LLC

MILLINGTON SECURITIES, LLC

HARTSHORNE GROUP, LLC

WBI INVESTMENTS, LLC

PRINCETON CAPITAL MANAGEMENT LLC

ATLAS PRIVATE WEALTH ADVISORS

DONALD W. CASH & ASSOCIATES, LLC

IEM ASSET MANAGEMENT, LLC

Other Investors

MATTHEW FRANK WILK

JOSEPH MICHAEL GALLO

Robert Daniel Morgan

Jason Thostesen

DONALD ROBERT SCHREIBER

CAELAN ANGUS MCCARTHY

ALFRED RIVES BERKELEY

Other Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ

MILLINGTON SECURITIES, LLC · RED BANK, NJ

HARTSHORNE GROUP, LLC · RED BANK, NJ

WBI INVESTMENTS, LLC · RED BANK, NJ

PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ

ATLAS PRIVATE WEALTH ADVISORS · RED BANK, NJ

DONALD W. CASH & ASSOCIATES, LLC · RED BANK, NJ

IEM ASSET MANAGEMENT, LLC · RED BANK, NJ

More in Red Bank, NJ

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor