Scott Alan Bacon

Employer firm

Charter Wealth Management CRD 162299

$196M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Charter Wealth Management

8601 Six Forks Road Suite 400, Raleigh, NC 27615 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2017-01-05

NC RA
APPROVED

Since 2017-01-05

Branch Locations

8601 Six Forks Road Suite 400, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charter Wealth Management, Inc.	Raleigh	NC	01/2017	Present
Compass Surgical Partners, Llc	Raleigh	NC	04/2016	Present

01/2017 → Present

Charter Wealth Management, Inc.

Raleigh, NC
04/2016 → Present

Compass Surgical Partners, Llc

Raleigh, NC

Previous Registrations

2012-06-04 → 2016-04-22

Truist Investment Services, Inc.

Raleigh, NC

Raleigh, NC

Other Businesses

(1) 2016-Present: Compass Surgical Partners, LLC/Not investment related/Raleigh, NC/Healthcare Consulting/Vice President/Involves 80% or more time each month, including during traditional business hours.//(2) 2012-Present: Insurance agent/Insurance related/Raleigh, NC/Independent licensed insurance agent/Involves 10% or less time per month, including during traditional business hours.//

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-06-01

S66 Uniform Combined State Law Examination

2012-06-01

Designations

Certified Financial Planner

Other Names

Scott Bacon

View on SEC IAPD