Best Investors Account Sign in

Joseph Robert Garrity

LPl Enterprise, LLC

Newark, DE

Newark, DE

Claim This Profile
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-11-14
  • DE RA
    APPROVED
    Since 2024-11-14

Branch Locations

1400 Peoples Plaza Suite 114, Newark, DE 19702 • United States

121 Continental Drive Suite 109, Newark, DE 19713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc Doylestown PA 10/2015 12/2017
Citizens Bank Doylestown PA 10/2015 12/2017
Citizens Securities Inc. King Of Prussia PA 12/2017 01/2021
Citizens Bank King Of Prussia PA 12/2017 01/2021
Lpl Financial Llc Kennett Square PA 02/2021 08/2024
First Citizens Community Bank Kennett Square PA 02/2021 08/2024
Pruco Securities, Llc Newark DE 08/2024 11/2024
The Prudential Insurance Company Of America Newark DE 08/2024 Present
Lpl Enterprise, Llc Newark DE 11/2024 Present
  • 10/2015 → 12/2017
    Doylestown, PA
  • 10/2015 → 12/2017
    Citizens Bank
    Doylestown, PA
  • 12/2017 → 01/2021
    King Of Prussia, PA
  • 12/2017 → 01/2021
    Citizens Bank
    King Of Prussia, PA
  • 02/2021 → 08/2024
    Kennett Square, PA
  • 02/2021 → 08/2024
    First Citizens Community Bank
    Kennett Square, PA
  • 08/2024 → 11/2024
    Newark, DE
  • 08/2024 → Present
    The Prudential Insurance Company Of America
    Newark, DE
  • 11/2024 → Present
    Newark, DE
Previous Registrations
  • 2024-08-26 → 2024-11-14
    Newark, DE
  • 2021-02-05 → 2024-08-27
    San Diego, CA
    Kennett Square, PA
    Kennett Square, PA
    Dover, DE
    Wilmington, DE
    Wilmington, DE
    Wilmington, DE
    Huntingdon Valley, PA
    Plumsteadville, PA
    Philadelphia, PA
    Philadelphia, PA
    Wilmington, DE
  • 2016-02-16 → 2021-01-19
    Marlton, NJ
    Doylestown, PA
    Conshohocken, PA
    King Of Prussia, PA
Other Businesses

1) 03/17/2025 - United Healthcare- Non-Variable Insurance/Insurance Agency- I sell Medicare Supplement and Medicare Advantage Policies- inv. related- at Newark, DE- start date 09/25/2024- 2hrs/mnth-0hrs during trading 2) 02/10/2026-Fuse Financial Planning-Co-Founder/ Member-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 02/02/2026-160hrs/mth-140hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-12
S63 Uniform Securities Agent State Law Examination 2013-07-19
  • S65 Uniform Investment Adviser Law Examination
    2016-02-12
  • S63 Uniform Securities Agent State Law Examination
    2013-07-19
Other Names
  • Joseph R Garrity

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Newark, DE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor