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Jeffrey Scott Berg

Wells Fargo Clearing Services, LLC

Denver, CO

Longmont, CO

Loveland, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-27
CO RA APPROVED 2019-03-28
  • TX RA
    APPROVED_RES
    Since 2023-10-27
  • CO RA
    APPROVED
    Since 2019-03-28

Branch Locations

1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States

635 Coffman St, Longmont, CO 80501 • United States

3710 Grant Ave, Loveland, CO 80538 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bancwest Investment Services Greeley CO 08/2015 03/2019
Bank Of The West Greeley CO 08/2015 03/2019
Wells Fargo Clearing Services, Llc Denver CO 03/2019 Present
  • 08/2015 → 03/2019
    Bancwest Investment Services
    Greeley, CO
  • 08/2015 → 03/2019
    Bank Of The West
    Greeley, CO
  • 03/2019 → Present
    Wells Fargo Clearing Services, Llc
    Denver, CO
Previous Registrations
  • 2015-08-14 → 2019-04-08
    Bancwest Investment Services, Inc.
    Burlington, CO
    Holyoke, CO
    Sterling, CO
    Loveland, CO
    Greeley, CO
    Fort Collins, CO
    Longmont, CO
    Niwot, CO
    Longmont, CO
    Berthoud, CO
    Fort Morgan, CO
    Lyons, CO
    Boulder, CO
  • 2014-04-30 → 2015-08-12
    Cambridge Investment Research Advisors, Inc.
    Loveland, CO
    Loveland, CO
  • 2013-01-15 → 2014-04-30
    Money Concepts Capital Corp
    Loveland, CO
    Palm Beach Gardens, FL
    Denver, CO
    Palm Beach Gardens, FL
    Loveland, CO
    Loveland, CO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-04-20
S65 Uniform Investment Adviser Law Examination 2012-04-12
  • S63 Uniform Securities Agent State Law Examination
    2013-04-20
  • S65 Uniform Investment Adviser Law Examination
    2012-04-12

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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