Brett Steven Sobolik

Current Employers

Employment History

• 08/2011 → Present
  (Dba) Sobolik Financial Group
  Hallock, MN
• 03/2012 → 02/2025
  Concourse Financial Group Securities Inc
  Hallock, MN
• 01/2022 → Present
  Dahl, Hatton, Muir & Reese Ltf
  Hallock, MN
• 02/2025 → Present
  Cetera Wealth Services, Llc
  Hallock, MN
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-05-01 → 2025-02-20
  Concourse Financial Group Securities, Inc.
  Hallock, MN
  Greensboro, NC
  Hallock, MN
  Hallock, MN
  Birmingham, AL

Other Businesses

(dba) SOBOLIK FINANCIAL GROUP; Investment Related; 215 2nd Street NE, PO Box 327, Hallock MN 56728; Representative/Principal; Start Date 10/2011; 60 hours per month; Sobolik Financial Group is an insurance agency that sells life insurance, disability insurance, business overhead insurance and fixed annuity products. I am the principal of the agency and use two marketing organizations - Producers Financial for life and annuity and Comprehensive Brokerage Services for disability and business overhead products. I sell insurance products for the agency and there is one other insurance agent that works for the agency selling insurance products. The commissions are paid to the agency and the agency pays commissions to the agents. >> HALLOCK MAINSTREET LLC; Investment Related; 425 3rd Street SE, Hallock, MN 56728; Secretary/Treasurer; Start Date 2017; 1 hour per month; The LLC was established to help buy buildings and rehabilitate them. In turn, it is the hope of the LLC to sell them to small business owners to house their business. It is the hope of the owners of the LLC to revitalize the main street of their small rural town. The main purpose of the LLC is to have a legal entity to purchase the buildings during the transition process to new ownership. All three owners must sign checks and neither of the two other owners is a client. >> BRETT SOBOLIK FARMS; Non-Investment Related; Hallock, MN 56728; Farming; Owner/Operator; Start Date 01/2021; 60 hours more/less per month with some hours occurring during trading hours; Planting, raising, harvesting, and selling crops. >> HALLOCK YOUTH HOCKEY; Non-Investment Related; 163 3rd Street, Hallock, MN 56728; Youth Sports; Hockey Coach; Start Date 11/2014; 10 hours more or less per month with no hours per month during trading hours; Volunteer coach for the local youth hockey program. >> GRACE LUTHERAN CHURCH; Non-Investment Related; 321 S Birch, Hallock, MN 56728; Church; Foundation Board Member; Start Date 03/2015; 1 hour more or less per month with no hours per month during trading hours; Foundation Board Members determine which causes and/or charities that monies should be given to. >> DS FARM LLC; Non-Investment Related; 2699 220th Avenue, Hallock, MN 56728; Agriculture; Part Owner/Secretary-Treasurer; Start Date 01/2021; 10 hours per month with 3 of those hours per month occurring during trading hours; Provide share of planting, maintaining and harvesting sugar beet crop. >> DAHL, HATTON, MUIR & REESE LTD; Non-Investment Related; 217 S Birch Street, Hallock, MN 56728; Accounting Firm; Owner/Partner; Start Date 01/2022; 160 hours per month with the majority of those hours occurring during trading hours; Serve as owner/partner of accounting firm with other CPAs. >> SF PROPERTIES LLC; Non-Investment Related; Hallock, MN 56728; Real Estate; Member Manager; Start Date 11/2022; 2 hours per month with no hours per month during trading hours; Purchase real estate to which improvements will be made - rent building space to tenants.

Exams

• S66 Uniform Combined State Law Examination
  2012-04-14

Designations