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601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-06-01 |
Branch Locations
Kennedy, MN • United States
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-03-12 |
Branch Locations
290 S. Atlantic Avenue Box 811, Hallock, MN 56728 • United States
10700 Old Country Road 15 Suite 300, Minneapolis, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Great American Advisors, Inc. | Cincinnati | OH | 02/2005 | Present |
| Lincoln Investment | Hallock | MN | 08/2010 | Present |
HALLOCK FARMERS MUTUAL FIRE INSURANCE POSITION: BOARD TREASURER NATURE: PROPERTY AND CASUALTY INSURANCE INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 04/01/1979 ADDRESS: 23 SOUTH SECOND STREET, HALLOCK MN 56728 DESCRIPTION: ATTEND BOARD MEETINGS, APPROVED ANNUAL REPORTS. TAX PREPARATION SERVICES POSITION: OWNER/OPERATOR. NATURE: TAX PREPARATION SERVICES INVESTMENT RELATED: NO NUMBER OF HOURS: 30 INVESTMENT RELATED HOURS: 6 START DATE: 01/01/1978 ADDRESS: 290 SOUTH ATLANTIC AVE, BOX 811, HALLOCK MN 56728 DESCRIPTION: PREPARATION OF INCOME TAX RETURNS FOR CLIENTS. INSURANCE POSITION: Insurance agent NATURE: Life ins, annuity sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1999 ADDRESS: 290 South Atlantic Ave, Box 811, Hallock MN 56728, United States DESCRIPTION: Sales of life insurance and annuity productions; meet with potential and actual clients. JUPITER TOWNSHIP OFFICER POSITION: Director of board NATURE: Township government INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2007 ADDRESS: 2060 310th Ave, Kennedy MN 56733, United States DESCRIPTION: Attend board meetings, approve payments to vendors, review local road conditions and recommend improvements/maintenance. FARM OWNER POSITION: Owner, operator. NATURE: Farming grain INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 04/01/1978 ADDRESS: 1637 320th Avenue, Kennedy MN 56733, United States DESCRIPTION: Maintain farmland and property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-27 |
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