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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Federal Bank | Hallock | MN | 08/2018 | 11/2021 |
| Bremer Bank N.A. | Grand Forks | ND | 06/2015 | 08/2018 |
| Lpl Financial, Llc | Hallock | MN | 12/2018 | 11/2021 |
| (Dba) Sobolik Financial Group | Hallock | MN | 01/2022 | Present |
| Concourse Financial Group Securities Inc | Hallock | MN | 01/2022 | 02/2025 |
| Cetera Wealth Services, Llc | Hallock | MN | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
(dba) SOBOLIK FINANCIAL GROUP; Investment Related; 225 East Broadway, Hallock MN 56728; Financial Services; Financial Adviser; Start Date 01/2022; 60 hours per month; Sobolik Financial Group is an Insurance Agency that sells life insurance, disability insurance, business overhead insurance and fixed annuity products. >> DAHL, HATTON, MUIR & REESE LTD; Non-Investment Related; 217 S Birch St, Hallock, MN 56728; Accounting; Owner/Partner; Start Date 11/2021; 160 hours per month; Serve as Owner/Partner of accounting firm with other CPAs. >> SPECTRA HEALTH; Non-Investment Related; 212 S 4th Street, Ste 200, Grand Forks, ND 58201; Other; Board Member; Start Date 11/2015; 4 hours per month; Serve as board of director for Spectra Health, a community health center. >> ST PATRICKS CHURCH; Non-Investment Related; 170 5th St S, Hallock, MN 56728; Church; Finance Council; Start Date 07/2021; 1/2 hour per month; Review quarterly financials for the church. >> SF PROPERTIES LLC; Non-Investment Related; 695 N Douglas Avenue, Hallock, MN 56728; Real Estate; Member Manager; Start Date 11/2022; 2 hours per month; Entity set up to purchase real estate.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-23 |
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