Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-02-20
  • MN RA
    APPROVED
    Since 2025-02-20

Branch Locations

225 East Broadway, Hallock, MN 56728 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Federal Bank Hallock MN 08/2018 11/2021
Bremer Bank N.A. Grand Forks ND 06/2015 08/2018
Lpl Financial, Llc Hallock MN 12/2018 11/2021
(Dba) Sobolik Financial Group Hallock MN 01/2022 Present
Concourse Financial Group Securities Inc Hallock MN 01/2022 02/2025
Cetera Wealth Services, Llc Hallock MN 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 08/2018 → 11/2021
    American Federal Bank
    Hallock, MN
  • 06/2015 → 08/2018
    Bremer Bank N.A.
    Grand Forks, ND
  • 12/2018 → 11/2021
    Hallock, MN
  • 01/2022 → Present
    (Dba) Sobolik Financial Group
    Hallock, MN
  • 01/2022 → 02/2025
    Concourse Financial Group Securities Inc
    Hallock, MN
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Hallock, MN
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2022-01-03 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Hallock, MN
    Birmingham, AL
  • 2019-01-25 → 2021-12-08
    Hallock, MN
Other Businesses

(dba) SOBOLIK FINANCIAL GROUP; Investment Related; 225 East Broadway, Hallock MN 56728; Financial Services; Financial Adviser; Start Date 01/2022; 60 hours per month; Sobolik Financial Group is an Insurance Agency that sells life insurance, disability insurance, business overhead insurance and fixed annuity products. >> DAHL, HATTON, MUIR & REESE LTD; Non-Investment Related; 217 S Birch St, Hallock, MN 56728; Accounting; Owner/Partner; Start Date 11/2021; 160 hours per month; Serve as Owner/Partner of accounting firm with other CPAs. >> SPECTRA HEALTH; Non-Investment Related; 212 S 4th Street, Ste 200, Grand Forks, ND 58201; Other; Board Member; Start Date 11/2015; 4 hours per month; Serve as board of director for Spectra Health, a community health center. >> ST PATRICKS CHURCH; Non-Investment Related; 170 5th St S, Hallock, MN 56728; Church; Finance Council; Start Date 07/2021; 1/2 hour per month; Review quarterly financials for the church. >> SF PROPERTIES LLC; Non-Investment Related; 695 N Douglas Avenue, Hallock, MN 56728; Real Estate; Member Manager; Start Date 11/2022; 2 hours per month; Entity set up to purchase real estate.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-23
  • S66 Uniform Combined State Law Examination
    2019-01-23
Other Names
  • Jay A Friedt
  • Jay Friedt

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hallock, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor