Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-04-25 |
| RI | RA | APPROVED | 2018-04-23 |
Branch Locations
3400 Pawtucket Ave, Riverside, RI 02915 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 09/2014 | 10/2017 |
| Wells Fargo Clearing Services Llc | Providence | RI | 10/2017 | 02/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 02/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-14 |
Reach out to this advisor