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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-10-16 |
| RI | RA | APPROVED | 2013-08-27 |
Branch Locations
3400 Pawtucket Ave Central Business Review Unit, Riverside, RI 02915 • United States
1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States
Sutton, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 10/2009 | Present |
I*118490 For profit or not for profit: Non-Profit Organization Name of outside business organization: American Legion Investment related: No Address of business: Sutton, Massachusetts 01590 Nature of business: Charitable Organization, Position, title, association: Officer, I volunteer to help both active / retired veterans Start date of relationship: 6/1/2018 Number of hours devoted: 6 hours Monthly Number of hours devoted during trading hours: 0 Duties: The American Legion was chartered and incorporated by Congress in 1919 as a patriotic veterans organization devoted to mutual helpfulness. It is the nation s largest wartime veterans service organization, committed to mentoring youth and sponsorship. I*4503276 Entity Type: Charitable Name of OBA: American Legion Address: Sutton, Massachusetts, 1590 Investment Related: No Position, Title, Association: Other Employee Start Date: 05/05/2026 Number of Hours: 4, Monthly Number of Hours during trading: 0 Duties: The American Legion Auxiliary is to support The American Legion and to honor the sacrifice of those who serve by enhancing the lives of our veterans, military, and their families, both at home and abroad. We advocate for veterans, educate our citizens, mentor youth, and promote patriotism, good citizenship, peace and security. I have been asked to be the Historian for the American Legion Auxiliary for this Post. The Historian's purpose is to accurately record the accomplishments and significant events that occur at the unit level during the course of the historian's term.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-11 |
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