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Ryan Thad Ricciardi

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wrentham, MA

Riverside, RI

CRD 3156014

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-05-08
RI RA APPROVED 2018-08-10
  • CT RA
    APPROVED
    Since 2025-05-08
  • RI RA
    APPROVED
    Since 2018-08-10

Branch Locations

Wrentham, MA • United States

3400 Pawtucket Ave Central Business Review Unit, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 10/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-09
S66 Uniform Combined State Law Examination 1999-12-01
  • S65 Uniform Investment Adviser Law Examination
    2018-08-09
  • S66 Uniform Combined State Law Examination
    1999-12-01
Other Names
  • Ryan Ricciardi

View on SEC IAPD

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