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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2010-08-05 |
Branch Locations
3400 Pawtucket Ave Central Business Review Unit, Riverside, RI 02915 • United States
525 Washington Blvd Central Business Review Unit, Jersey City, NJ 07310 • United States
Warwick, RI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 10/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-28 |
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