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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
10275 W Higgins Road Suite 200, Rosemont, IL 60018 • United States
1901 Butterfield Road Suite 250, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Downers Grove | IL | 03/2012 | 11/2024 |
| Prudential Insurance Company Of America | Downers Grove | IL | 03/2012 | Present |
| Lpl Enterprise, Llc | Rosemont | IL | 11/2024 | Present |
1) 11/06/2024- Moore & Reid Financial Services, LLC- I am a Prudential statutory employee and established Moore & Reid Financial Services with the intent of opening an outside private office in 2022. I did not open the office because of family sickness, and death- Registered Investment Advisor DBA- INV Related- Rosemont, IL- Start Date 09/29/2021- 0hrs/mth- 0hrs during trading 2) 04/17/2026-The Focal Point Financial Group, LLC-Insurance, financial products and services-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 03/03/2026-0hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-19 |
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