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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2017-01-18
  • MA RA
    APPROVED
    Since 2017-01-18

Branch Locations

100 North Pkwy Suite 201, Worcester, MA 01605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Worcester MA 12/2003 01/2017
Lpl Financial Llc Worcester MA 01/2017 Present
Integrated Wealth Concepts Llc Worcester MA 01/2017 Present
  • 12/2003 → 01/2017
    Lincoln Financial Advisors
    Worcester, MA
  • 01/2017 → Present
    Lpl Financial Llc
    Worcester, MA
  • 01/2017 → Present
    Worcester, MA
Previous Registrations
  • 2003-12-12 → 2017-01-25
    Osaic Fa, Inc.
    Laconia, NH
    Worcester, MA
    Laconia, NH
  • 2002-04-18 → 2003-12-09
    Veravest Investment Advisors, Inc.
    Waltham, MA
Other Businesses

1. 1/6/2017 - INSURANCE BROKERAGE BUSINESS - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Started 1/1/2005 - 8 Hours Per Month/4 Hours During Securities Trading - Time Spent 5% - Disability, Accident and health, fixed group benefits, LTC and traditional. 2. 1/16/2018 - Integrated Wealth Concepts, LLC - DBA: Integrated Wealth Concepts - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 01/06/2017 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through Integrated Wealth Concepts, LLC, an independent investment advisor firm. I started this business activity in January 2018. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 1/22/2018 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/06/2017 - 40 Hours Per Month During Securities Trading. 4. 5/3/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 5. 5/5/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 6. 03/07/2022 - Bay State Savings Bank - Not Investment Related - 28 Franklin Street Worcester , MA. 01608 - Non-Profit Board Member - Director - Start Date - 03/01/22 - 2 Hours Per Month/2 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-10
  • S66 Uniform Combined State Law Examination
    2000-08-10
Designations

View on SEC IAPD

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