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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2017-01-18 |
Branch Locations
100 North Pkwy Suite 201, Worcester, MA 01605 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors | Worcester | MA | 12/2003 | 01/2017 |
| Lpl Financial Llc | Worcester | MA | 01/2017 | Present |
| Integrated Wealth Concepts Llc | Worcester | MA | 01/2017 | Present |
1. 1/6/2017 - INSURANCE BROKERAGE BUSINESS - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Started 1/1/2005 - 8 Hours Per Month/4 Hours During Securities Trading - Time Spent 5% - Disability, Accident and health, fixed group benefits, LTC and traditional. 2. 1/16/2018 - Integrated Wealth Concepts, LLC - DBA: Integrated Wealth Concepts - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 01/06/2017 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through Integrated Wealth Concepts, LLC, an independent investment advisor firm. I started this business activity in January 2018. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 1/22/2018 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/06/2017 - 40 Hours Per Month During Securities Trading. 4. 5/3/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 5. 5/5/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 6. 03/07/2022 - Bay State Savings Bank - Not Investment Related - 28 Franklin Street Worcester , MA. 01608 - Non-Profit Board Member - Director - Start Date - 03/01/22 - 2 Hours Per Month/2 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-10 |
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