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Robert James Visconti

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-24
NY RA APPROVED 2022-01-24
  • TX RA
    APPROVED
    Since 2022-10-24
  • NY RA
    APPROVED
    Since 2022-01-24

Branch Locations

498 7Th Avenue, New York, NY 10018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc New York NY 05/2014 01/2022
Jpmorgan Chase Bank New York NY 05/2014 01/2022
Jpmorgan Chase Bank, N.A. New York NY 01/2022 Present
J.P. Morgan Securities Llc New York NY 01/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-13
S63 Uniform Securities Agent State Law Examination 2012-06-01
  • S66 Uniform Combined State Law Examination
    2021-10-13
  • S63 Uniform Securities Agent State Law Examination
    2012-06-01
Other Names
  • Robert J Visconti
  • Robert Visconti

View on SEC IAPD

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