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Michael Thomas Vaughn

Vaughn Investment Advisors Inc

Tustin, CA

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Current Employers
Vaughn Investment Advisors Inc

17621 Irvine Blvd Suite 104, Tustin, CA 92780 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-01-10
  • CA RA
    APPROVED
    Since 2014-01-10

Branch Locations

17621 Irvine Blvd Suite 104, Tustin, CA 92780 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vaughn Investment Advisors Tustin CA 07/2007 Present
  • 07/2007 → Present
    Vaughn Investment Advisors
    Tustin, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-01-09
  • S65 Uniform Investment Adviser Law Examination
    2014-01-09

View on SEC IAPD

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