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Brian James Amundson

Morgan Stanley

Green Bay, WI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-27
WI RA APPROVED 2023-10-27
  • TX RA
    APPROVED_RES
    Since 2023-10-27
  • WI RA
    APPROVED
    Since 2023-10-27

Branch Locations

111 North Washington Street Suite 410, Green Bay, WI 54301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Appleton WI 08/2016 10/2023
Thrivent Financial Appleton WI 08/2016 10/2023
Morgan Stanley Green Bay WI 10/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-07
S63 Uniform Securities Agent State Law Examination 2013-07-24
  • S66 Uniform Combined State Law Examination
    2015-05-07
  • S63 Uniform Securities Agent State Law Examination
    2013-07-24

View on SEC IAPD

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