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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-11-05 |
| TX | RA | APPROVED | 2019-11-01 |
Branch Locations
16870 West Bernardo Drive Suite 150, San Diego, CA 92127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | San Diego | CA | 03/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 11/2016 | 10/2019 |
| Stifel Nicolaus & Co Inc | Rancho Bernardo | CA | 11/2019 | Present |
1. Escondido East Rotary; PO Box 578, Escondido, CA 92033; Escondido East Rotary Board Member; 06/01/2015; 1.5 Hours per Week; During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-11 |
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