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Current Employers
Robertson Stephens

455 Market Street Ste. 1450, San Francisco, CA 94105-2442 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-31
CO RA APPROVED 2024-07-30
  • TX RA
    APPROVED_RES
    Since 2024-07-31
  • CO RA
    APPROVED
    Since 2024-07-30

Branch Locations

1741 N High St, Denver, CO 80218 • United States

455 Market Street Ste. 1450, San Francisco, CA 94105-2442 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 05/2000 04/2024
Schwab Wealth Advisors, Inc. Lone Tree CO 01/2012 04/2024
Ratio Wealth Group Llc Denver CO 04/2024 07/2024
Robertson Stephens San Francisco CA 07/2024 Present
  • 05/2000 → 04/2024
    Lone Tree, CO
  • 01/2012 → 04/2024
    Schwab Wealth Advisors, Inc.
    Lone Tree, CO
  • 04/2024 → 07/2024
    Ratio Wealth Group Llc
    Denver, CO
  • 07/2024 → Present
    San Francisco, CA
Previous Registrations
  • 2024-04-11 → 2024-08-28
    Ratio Wealth Group Llc
    Denver, CO
  • 2012-01-03 → 2024-04-22
    Englewood, CO
    Lone Tree, CO
  • 2002-07-15 → 2011-12-31
    Englewood, CO
    Englewood, CO
    Englewood, CO
    Englewood, CO
    Englewood, CO
    Lone Tree, CO
Other Businesses

1. Rebecca Neils|Investment Related:No|30619 S SandHurst Lane ;Oracle;AZ;85623;USA|Real Estate (Non-Agent/Broker)|Owner of a rental home|2022-11-18|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|no business other than we own a home we rent, not listed in any type of business entity 2. self|Investment Related:No|30619 S Sand Hurst Lane Unit B ;Oracle;AZ;85623;USA|Real Estate (Non-Agent/Broker)|owner |2022-12-26|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|I own one side of an attached home 3. condo we will rent|Investment Related:No|5670 s algonquian way unit B;aurora;CO;80016;USA|Real Estate (Non-Agent/Broker)|owner of condo|2021-04-05|HoursPerMonth:Varies|HoursSpentduringSecurityTrading:0|we purchased a condo last week that we will be renting out. No one is living there currently but will start mid May 2021

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-03-21
S66 Uniform Combined State Law Examination 2002-07-08
  • S63 Uniform Securities Agent State Law Examination
    2005-03-21
  • S66 Uniform Combined State Law Examination
    2002-07-08
Designations
Other Names
  • Rebecca E St Clair
  • Rebecca Elizabeth St.CLair
  • Rebecca Elizabeth Neils
  • Rebecca Elizabeth Neils
  • Rebecca Elizabeth Stclair
  • Becky Neils

View on SEC IAPD

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