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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-01-20
TX RA APPROVED_RES 2012-07-09
MS RA APPROVED 2012-05-29
  • LA RA
    APPROVED
    Since 2015-01-20
  • TX RA
    APPROVED_RES
    Since 2012-07-09
  • MS RA
    APPROVED
    Since 2012-05-29

Branch Locations

2020 Country Club Rd, Lake Charles, LA 70605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Lake Charles LA 02/2012 Present
Bank Of America, N.A. Lake Charles LA 04/2012 Present
  • 02/2012 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Lake Charles, LA
  • 04/2012 → Present
    Bank Of America, N.A.
    Lake Charles, LA
Other Businesses

NAME OF OUTSIDE BUSINESS ORGANIZATION: MARTIN CHILDRENS INTER VIVOS TRUST FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION INVESTMENT RELATED: YES ADDRESS OF BUSINESS:LAKE CHARLES, LOUISIANA 706155. POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 10/2/20099. NUMBER OF HOURS DEVOTED: 0 NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TRUST ACCOUNT FROM MY PARENTS, HOLDING A SECOND TO DIE POLICY. TRUSTEES AND BENEFICIARIES FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: K. B. M. INVESTMENT RELATED: NO ADDRESS OF BUSINESS:LAKE CHARLES, LOUISIANA 70605 POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 1/12/2015 NUMBER OF HOURS DEVOTED: 12 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I HAVE A BARN AND TWO BEDROOM APARTMENT ON MY FOUR ACRES WHERE MY HOME IS. I*83600 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY - LAKE ROADINVESTMENT RELATED: N ADDRESS OF BUSINESS:LAKE CHARLES, LOUISIANA 70605 ,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/12/2015 NUMBER OF HOURS DEVOTED: 12 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I HAVE A BARN AND TWO BEDROOM APARTMENT ON THE FOUR ACRES WHERE MY HOME IS. I RENT THE BARN AND APARTMENT TO A COUPLE THAT HAS HORSES. I*113754For profit or not for profit: For-Profit Organization Name of outside business organization: Martin Family Trust Investment related: No Address of business: Lake Charles, Louisiana 70615 Position, title, association: Trustee, Beneficial owner of income only Start date of relationship: 12/31/2012Number of hours devoted: 12 hours Annually Number of hours devoted during trading hours: 0 Duties: A family trust that owns 74.5% of Martin Automotive Group (Freightliner Dealership) and all associated real estate. I am a 1/9 income beneficiary, and my two daughters are the principal beneficiaries of my 1/9 portion. I will be a trustee. I*469492 Entity Governmental Name of OBA: Chennault International Airport Authority Address: Lake Charles, Louisiana, 70615 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 07/01/2024 No Hours: 4 No Hours during trading: 3 Duties: Governmental industrial airport for economic develAssist with economic growth. Oversight of airport

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-22
  • S66 Uniform Combined State Law Examination
    2012-05-22
Other Names
  • Tad Martin
  • Kenneth Bryant Martin

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