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Amir Alex Rad

J.P. Morgan Securities LLC

Woodland Hills, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-07
CA RA APPROVED 2015-03-04
  • TX RA
    APPROVED
    Since 2024-10-07
  • CA RA
    APPROVED
    Since 2015-03-04

Branch Locations

20900 Ventura Blvd, Woodland Hills, CA 91364 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Los Angeles CA 02/2015 09/2016
J.P. Morgan Securities Llc Woodland Hills CA 10/2016 Present
Jpmorgan Chase Bank, N.A. Woodland Hills CA 10/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-31
S63 Uniform Securities Agent State Law Examination 2012-05-29
  • S66 Uniform Combined State Law Examination
    2013-07-31
  • S63 Uniform Securities Agent State Law Examination
    2012-05-29
Designations
Other Names
  • Amir Haji Tabrizi
  • Amir Reza Mohammad
  • Amir Haji Reza
  • Amir Haji Mohammad Reza
  • Amir Alex Rad
  • Amir A Rad

View on SEC IAPD

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Other Offices

MERCER GLOBAL ADVISORS INC. · Woodland Hills, CA
INDEPENDENT FINANCIAL GROUP, LLC · Woodland Hills, CA
VENTURA ADVISORS · WOODLAND HILLS, CA
LPL FINANCIAL LLC · WOODLAND HILLS, CA
LINCOLN INVESTMENT · WOODLAND HILLS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Woodland Hills, CA
CITIGROUP GLOBAL MARKETS INC. · Woodland Hills, CA
CHELSEA MANAGEMENT COMPANY · WOODLAND HILLS, CA

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