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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-19
IN RA APPROVED 2015-09-16
  • TX RA
    APPROVED_RES
    Since 2020-03-19
  • IN RA
    APPROVED
    Since 2015-09-16

Branch Locations

3000 E. Morgan Ave Suite A, Evansville, IN 47711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorp St. Louis MO 01/2015 Present
Wal-Mart Evansville IN 03/2001 Present
  • 01/2015 → Present
    Stifel, Nicolaus & Company, Incorp
    St. Louis, MO
  • 03/2001 → Present
    Wal-Mart
    Evansville, IN
Other Businesses

1. Thomas A. & Sharon K. Ruder Foundation Inc. ; P.O. Box 2482 Evansville IN 47728; Private Family Foundation; Treasurer; accounting work; affiliation started 04/01/2017; 2.0 hours per month; not during securities trading hours; not investment-related. 2. Student Financial Aid Association Incorporated; 501 Main St #305, Evansville, IN 47708; Non-profit; Board Member; Allocation of scholarship selection for local students; 03/01/2021; 1 Hour per Quarter; Not Investment-Related. 3. Hope of Evansville; 612 SE 4th St, Evansville, IN 47713; Non Profit Home Repair and building, low income mortgage assistance; Board Member; 08/24/23; 2 Hours per Quarter; Not during securities trading hours; Not Investment-Related. 4. Community One Inc; 402 S Green River Rd Evansville, IN 47715; Non Profit Home Rehabs and Repairs; Board Member; Normal Board Duties For Non Profit; 08/03/2026; 1hr/mth; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-16
  • S66 Uniform Combined State Law Examination
    2015-09-16
Designations

View on SEC IAPD

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