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1610 Wynkoop Street, Suite 550, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2016-02-19 |
Branch Locations
1610 Wynkoop Street, Suite 550, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Brokerage Services Inc | Denver | CO | 08/2015 | 09/2019 |
| Triumph Capital Management | Denver | CO | 02/2016 | Present |
| Cetera Investment Advisers Llc | Denver | CO | 09/2015 | 01/2019 |
| Cetera Advisor Networks Llc | Denver | CO | 09/2019 | 02/2020 |
(1) Triumph Capital Management. Since 02/2016. 1610 Wynkoop Street, Suite 550, Denver, CO 80202. Chief Compliance Officer. 160 hours per month spent on this activity, 160 hours during trading hours. Act as the Chief Compliance Officer for the firm. (2) Triumph Capital, LLC. Since 07/2022. 1610 Wynkoop Street, Suite 550, Denver, CO 80202. Life Insurance agent. Life Insurance sales based on client goals, objectives, and insurance needs. Less than 5 hours per month spent on this activity. (3) Triumph Capital Foundation. Since 11/2022. 1610 Wynkoop Street, Suite 550, Denver, CO 80202. Board of Directors and Treasurer. Nonprofit organization where he provides oversight and manages the financials of the foundation. Less than 5 hours per month spent on this activity. (4) Drespling Capital Management, LLC. Since 03/2024. 1610 Wynkoop Street, Suite 550, Denver, CO 80202. Owner. LLC created for tax planning purposes. Less than 1 hour per month spent on this activity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-14 |
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