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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-09-03 |
| TN | RA | APPROVED | 2014-02-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Germantown | TN | 11/2012 | Present |
| Bank Of America N.A. | Germantown | TN | 06/2014 | Present |
I*72443 ENTITY TYPE: FOR-PROFIT NAME OF OUTSIDE BUSINESS ORGANIZATION: COBB PLUMBING COMPANY INVESTMENT RELATED: NO ADDRESS OF BUSINESS: MEMPHIS, TENNESSEE 38134 POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 6/21/2008 NUMBER OF HOURS DEVOTED: 30 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I AM RESPONSIBLE FOR HELPING TO STOCK THE WAREHOUSE WITH NEW SUPPLIES. I ALSO HELP WITH NEW TECHNOLOGY BEING IMPLEMENTED INTO THE COMPANY. I HELP WITH MARKETING TO GROW THE BUSINESS. I*126669 Entity Type: For-Profit Organization Name of outside business organization: Brash Properties LLC Investment related: No Address of business: Memphis, Tennessee 38134 Position, title, association: General Partner, Start date of relationship: 4/2/2019 Number of hours devoted: 20 hrs Monthly Number of hours devoted during trading hours: 0 Duties: I am 50% owner and a General Partner in the LLC. The nature of our business is buying and selling real estate as well as building a rental home portfolio. I*2925309, Entity Type: Fiduciary role Name of OBA: C C, Address: Memphis, Tennessee, 38117, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 09/30/2025, No Hours: 3 Yearly, No Hours during Trading: 0 Yearly, Duties: Power of Attorney/Parents I*2926264, Entity Type: Fiduciary role Name of OBA: The C A C Living Trust, Address: Memphis, Tennessee, 38117, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 09/11/2025, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties: Co-Trustee/ Parents I*: 2976269Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO C. C. IRA FBO C. C. Address: Memphis, TN 38103Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 10/8/2025Number of Hours: 3 hrs annually Number of Hours during trading: 1 hr annually Duties: Power of Attorney/ Parents I*2974278, Entity Type: Fiduciary role Name of OBA: C C TTEE B D C TTEE U/A DTD 09/11/2025 , Address: Memphis, Tennessee, 38103, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 10/08/2025, No Hours: 3 Yearly, No Hours during Trading: 1 Yearly, Duties: Co-Trustee/Parents I*2974279, Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO C C RRA FBO C C, Address: Memphis, Tennessee, 38103, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10/08/2025, No Hours: 3 Yearly, No Hours during Trading: 1 Yearly, Duties: POA/Parents I*3590270 Entity Type: Fiduciary role Name of OBA: C. A C. TTEE A. K L. TTEE U/A DTD 09/11/2025 Address: Memphis, TN 38117 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 01/20/2026 Number of Hours: 5, Yearly Number of Hours during trading: 0 Duties: Co-Trustee/Parents I*2976268, Entity Type: Fiduciary role Name of OBA: C C TTEE B D C TTEE U/A DTD 09/11/2025 , Address: Memphis, Tennessee, 38103, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 10/08/2025, No Hours: 3 Yearly, No Hours during Trading: 1 Yearly, Duties: POA/Parents I*3590270 Entity Type: Fiduciary role Name of OBA: C. A C. TTEE A. K L. TTEE U/A DTD 09/11/2025 Address: Memphis, Tennessee, 38117 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 01/20/2026 Number of Hours: 5, Yearly Number of Hours during trading: 0 Duties: Co-Trustee/Parents
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-26 |
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