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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-09-03
TN RA APPROVED 2014-02-27
  • TX RA
    APPROVED
    Since 2015-09-03
  • TN RA
    APPROVED
    Since 2014-02-27

Branch Locations

6060 Poplar Ave, Memphis, TN 38119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Germantown TN 11/2012 Present
Bank Of America N.A. Germantown TN 06/2014 Present
Other Businesses

I*72443 ENTITY TYPE: FOR-PROFIT NAME OF OUTSIDE BUSINESS ORGANIZATION: COBB PLUMBING COMPANY INVESTMENT RELATED: NO ADDRESS OF BUSINESS: MEMPHIS, TENNESSEE 38134 POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 6/21/2008 NUMBER OF HOURS DEVOTED: 30 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I AM RESPONSIBLE FOR HELPING TO STOCK THE WAREHOUSE WITH NEW SUPPLIES. I ALSO HELP WITH NEW TECHNOLOGY BEING IMPLEMENTED INTO THE COMPANY. I HELP WITH MARKETING TO GROW THE BUSINESS. I*126669 Entity Type: For-Profit Organization Name of outside business organization: Brash Properties LLC Investment related: No Address of business: Memphis, Tennessee 38134 Position, title, association: General Partner, Start date of relationship: 4/2/2019 Number of hours devoted: 20 hrs Monthly Number of hours devoted during trading hours: 0 Duties: I am 50% owner and a General Partner in the LLC. The nature of our business is buying and selling real estate as well as building a rental home portfolio. I*2925309, Entity Type: Fiduciary role Name of OBA: C C, Address: Memphis, Tennessee, 38117, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 09/30/2025, No Hours: 3 Yearly, No Hours during Trading: 0 Yearly, Duties: Power of Attorney/Parents I*2926264, Entity Type: Fiduciary role Name of OBA: The C A C Living Trust, Address: Memphis, Tennessee, 38117, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 09/11/2025, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties: Co-Trustee/ Parents I*: 2976269Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO C. C. IRA FBO C. C. Address: Memphis, TN 38103Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 10/8/2025Number of Hours: 3 hrs annually Number of Hours during trading: 1 hr annually Duties: Power of Attorney/ Parents I*2974278, Entity Type: Fiduciary role Name of OBA: C C TTEE B D C TTEE U/A DTD 09/11/2025 , Address: Memphis, Tennessee, 38103, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 10/08/2025, No Hours: 3 Yearly, No Hours during Trading: 1 Yearly, Duties: Co-Trustee/Parents I*2974279, Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO C C RRA FBO C C, Address: Memphis, Tennessee, 38103, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10/08/2025, No Hours: 3 Yearly, No Hours during Trading: 1 Yearly, Duties: POA/Parents I*3590270 Entity Type: Fiduciary role Name of OBA: C. A C. TTEE A. K L. TTEE U/A DTD 09/11/2025 Address: Memphis, TN 38117 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 01/20/2026 Number of Hours: 5, Yearly Number of Hours during trading: 0 Duties: Co-Trustee/Parents I*2976268, Entity Type: Fiduciary role Name of OBA: C C TTEE B D C TTEE U/A DTD 09/11/2025 , Address: Memphis, Tennessee, 38103, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 10/08/2025, No Hours: 3 Yearly, No Hours during Trading: 1 Yearly, Duties: POA/Parents I*3590270 Entity Type: Fiduciary role Name of OBA: C. A C. TTEE A. K L. TTEE U/A DTD 09/11/2025 Address: Memphis, Tennessee, 38117 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 01/20/2026 Number of Hours: 5, Yearly Number of Hours during trading: 0 Duties: Co-Trustee/Parents

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-26
  • S66 Uniform Combined State Law Examination
    2014-02-26

View on SEC IAPD

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