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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2016-10-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Niagara Bank | Old Saybrook | CT | 05/1994 | 09/2016 |
| Lpl Financial Llc | Old Saybrook | CT | 05/2012 | 09/2016 |
| Key Investment Services Llc | Guilford | CT | 09/2016 | 10/2016 |
| Webster Bank | Essex | CT | 10/2016 | Present |
| Lpl Financial, Llc | Essex | CT | 10/2016 | Present |
1) 2/20/2018 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Started 10/12/2016 - 173 Hours Per Month/151 Hours During Securities Trading. 2) 10/30/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date 11/13/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-28 |
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