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Brianna Ernzen

Cetera Investment Advisers LLC

West Des Moines, IA

West Des Moines, IA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-06-29
  • IA RA
    APPROVED
    Since 2023-06-29

Branch Locations

1089 Jordan Creek Pkwy Suite 370, West Des Moines, IA 50266 • United States

West Des Moines, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Des Moines IA 09/2014 06/2021
Voya Financial Des Moines IA 09/2014 06/2021
Cetera Wealth Services, Llc Des Moines IA 06/2021 Present
Cetera Investment Services Llc St Cloud MN 04/2022 Present
Cetera Advisors St Cloud MN 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Des Moines, IA
  • 09/2014 → 06/2021
    Voya Financial
    Des Moines, IA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    Des Moines, IA
  • 04/2022 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 09/2022 → Present
    Cetera Advisors
    St Cloud, MN
  • 06/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2014-01-08 → 2021-06-09
    Voya Financial Advisors, Inc.
    Windsor, CT
    Windsor, CT
    Collegeville, PA
  • 2013-01-15 → 2013-11-25
    Ameritas Investment Company, Llc
    Iowa City, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-04
  • S66 Uniform Combined State Law Examination
    2013-01-04
Other Names
  • Brianna Michelle Carroll
  • Brianna Michelle Ernzen

View on SEC IAPD

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ARETE WEALTH ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PARK AVENUE SECURITIES LLC

Other Investors

DANIEL ALEXANDER ALLEN
JENNIE JEAN HENRY
PATRICK JOSEPH BYRNE
EDDIE RAY COLEMAN
JAMES LAWRENCE LUMLEY
CONOR J BOFFELI
Signe Olson
ANDREW JAY HIMELSON

Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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