Brianna Ernzen

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Advisors
  Des Moines, IA
• 09/2014 → 06/2021
  Voya Financial
  Des Moines, IA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  Des Moines, IA
• 04/2022 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 09/2022 → Present
  Cetera Advisors
  St Cloud, MN
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2014-01-08 → 2021-06-09
  Voya Financial Advisors, Inc.
  Windsor, CT
  Windsor, CT
  Collegeville, PA
• 2013-01-15 → 2013-11-25
  Ameritas Investment Company, Llc
  Iowa City, IA

Exams

• S66 Uniform Combined State Law Examination
  2013-01-04

Other Names

• Brianna Michelle Carroll
• Brianna Michelle Ernzen