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Current Employers
Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-03-18
  • WI RA
    APPROVED
    Since 2025-03-18

Branch Locations

5497 Waterford Ln Suite B, Appleton, WI 54913 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Remmel & Associates Appleton WI 10/2010 Present
Harbour Investments Madison WI 05/2024 Present
  • 10/2010 → Present
    Remmel & Associates
    Appleton, WI
  • 05/2024 → Present
    Harbour Investments
    Madison, WI
Other Businesses

1)Remmel & Associates - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 3) St Mary of the Immaculate Conception Parish | N2385 Municipal Drive, Greenville, WI 54942 | Volunteer | Description: Help on finance council | Beginning 8/2026 | 3 hours per month, 0 during trading hours | Unpaid | Not investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-17
S63 Uniform Securities Agent State Law Examination 2024-07-01
  • S65 Uniform Investment Adviser Law Examination
    2025-03-17
  • S63 Uniform Securities Agent State Law Examination
    2024-07-01

View on SEC IAPD

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