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Michael Baalbaki

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Riverside, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-07-28
RI RA APPROVED 2013-04-05
  • TX RA
    APPROVED_RES
    Since 2015-07-28
  • RI RA
    APPROVED
    Since 2013-04-05

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

3400 Pawtucket Ave, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 02/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-03
  • S66 Uniform Combined State Law Examination
    2013-04-03

View on SEC IAPD

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