Mahes William Prasad

Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors, Llc
  Scottsdale, AZ
• 11/2016 → 04/2018
  Wells Fargo Clearing Services, Llc
  Scottsdale, AZ
• 04/2018 → 06/2021
  Tara Jayne Llc
  Phoenix, AZ
• 06/2019 → 10/2019
  Juncture Wealth Strategies
  Scottsdale, AZ
• 11/2019 → 03/2020
  Integrated Partners
  Scottsdale, AZ
• 11/2019 → 03/2020
  Lpl Financial, Llc
  Scottsdale, AZ
• 11/2019 → 03/2020
  Integrated Wealth Concepts, Llc
  Scottsdale, MA
• 03/2020 → 06/2021
  Juncture Wealth Strategies
  Scottsdale, AZ
• 08/2020 → 06/2021
  United Planners' Financial Services Of America A Limited Partner
  Scottsdale, AZ
• 06/2020 → 06/2021
  Juncture Wealth Strategies
  Scottsdale, AZ
• 10/2016 → 06/2021
  Tara Jayne Llc
  Phoenix, AZ
• 03/2015 → Present
  The Prasad Family Trust
  Phoenix, AZ
• 08/2020 → 06/2021
  Juncture Wealth Advisors, Llc
  Phoenix, AZ
• 12/2020 → 06/2021
  Juncture Retirement Plan Services
  Phoenix, AZ
• 12/2020 → 06/2021
  Juncture 401K
  Phoenix, AZ
• 11/2019 → 06/2021
  Mahes Prasad
  Phoenix, AZ
• 06/2021 → Present
  U.S. Bank
  Denver, CO
• 08/2021 → 02/2026
  U.S. Bancorp Investments, Inc.
  Denver, CO
• 02/2026 → Present
  U.S. Bancorp Advisors, Llc
  Denver, CO

Previous Registrations

• 2021-09-20 → 2026-02-13
  U.S. Bancorp Investments, Inc.
  Scottsdale, AZ
  Lake Saint Louis, MO
  Denver, CO
• 2020-09-16 → 2021-06-03
  Juncture Wealth Advisors, Llc
  Phoenix, AZ
• 2019-11-26 → 2020-02-21
  Integrated Wealth Concepts Llc
  Scottsdale, AZ
• 2011-01-03 → 2018-05-10
  Wells Fargo Clearing Services, Llc
  Scottsdale, AZ
  Scottsdale, AZ
  Phoenix, AZ
  Tucson, AZ
  Scottsdale, AZ
  Scottsdale, AZ
• 2005-03-01 → 2011-01-03
  Wells Fargo Investments, Llc
  Oro Valley, AZ
  Scottsdale, AZ
  Phoenix, AZ
  Mesa, AZ
  Tucson, AZ

Other Businesses

1) The Prasad Family Trust; Investment-related; Phoenix, AZ; Personal revocable living trust; Trustee; 03/2015; 0 Hrs/Month; 0 Hrs/Trading; Serve as trustee over personal investments. 2) Denver Downtown Partnership; Not investment-related; Denver, CO; Non-Profit Organization; Board Member; 6/1/2024; 5 Hrs/Month; 0 Hrs/Trading; Support projects and activities around downtown Denver. 3) Legacy Planning Advisory Council - Children's Hospital Colorado; Not investment-related; Aurora, CO; Children's Hospital; Member; 9/9/2025; 2 Hrs/Month; 2 Hrs/Trading; Educational opportunities for advisors to discuss philanthropic planning with clients. 4) Clayton Early Learning; Not Investment-related; Denver, CO; Clayton Early Learning is a 100 year plus organization established to serve the needs of low and moderate income families in the Denver area.; Non-profit organization board; 09/01/2026; 2 hours/month; 0 hours/trading; At this time my candidacy is of a general BOD trustee

Exams

• S66 Uniform Combined State Law Examination
  2005-02-28
• S63 Uniform Securities Agent State Law Examination
  2000-05-22

Other Names

• Mahes William Prasad
• Mahes W Prasad